SFC Licences of CHAN Kwun Siu, Frankie 陳冠兆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Mason Investment Management Limited 茂宸投資管理有限公司	RO	9	11 April 2023
Mason Investment Management Limited 茂宸投資管理有限公司	RO	4	11 April 2023
Mason Investment Management Limited 茂宸投資管理有限公司	RO	1	11 April 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RO	9	11 April 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RO	4	11 April 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RO	1	11 April 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	9	13 January 2023	11 April 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	4	13 January 2023	11 April 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	1	13 January 2023	11 April 2023
Mason Securities Limited 茂宸證券有限公司	RO	9	24 November 2022
Mason Securities Limited 茂宸證券有限公司	RO	4	24 November 2022
Mason Securities Limited 茂宸證券有限公司	RO	1	24 November 2022
Mason Investment Management Limited 茂宸投資管理有限公司	RE	9	21 January 2022	11 April 2023
Mason Investment Management Limited 茂宸投資管理有限公司	RE	4	21 January 2022	11 April 2023
Mason Investment Management Limited 茂宸投資管理有限公司	RE	1	21 January 2022	11 April 2023
Mason Securities Limited 茂宸證券有限公司	RE	9	21 January 2022	24 November 2022
Mason Securities Limited 茂宸證券有限公司	RE	4	21 January 2022	24 November 2022
Mason Securities Limited 茂宸證券有限公司	RE	1	21 January 2022	24 November 2022
Frontier Capital Management Limited 方達資本管理有限公司	RE	9	29 July 2020	14 August 2020
Frontier Capital Management Limited 方達資本管理有限公司	RE	4	29 July 2020	14 August 2020
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	29 July 2020	14 August 2020
Emperor Securities Limited 英皇證券有限公司	RE	4	22 November 2012	01 October 2019
Emperor Securities Limited 英皇證券有限公司	RE	1	22 November 2012	01 October 2019
Cinda International Research Limited 信達國際研究有限公司	RE	4	30 July 2010	08 August 2010
Cinda International Securities Limited 信達國際證券有限公司	RE	1	09 December 2008	28 July 2010
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司	RE	4	09 December 2008	20 June 2010
Cinda International Investment Management Limited 信達國際投資管理有限公司	RE	3	09 December 2008	12 March 2010