SFC Licences of CHAN See Lim 陳思廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 17 February 2023 | 05 June 2023 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 17 February 2023 | 05 June 2023 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 06 January 2009 | 01 December 2009 |