SFC Licences of LIU Chun-tien 劉君天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 10 June 2011 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 June 2011 | 03 June 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 02 January 2009 | 17 August 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 January 2009 | 17 August 2009 |