SFC licenceholder ASD704 LU Kuen-Lin 呂昆霖

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 January 2019
CLSA Limited 中信里昂證券有限公司 RE [4] (Advising on Securities) 01 November 2012 24 October 2013
CLSA Research Limited 里昂證券投資研究有限公司 RE [4] (Advising on Securities) 02 January 2009 01 November 2012