SFC Licences of LU Kuen-Lin 呂昆霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 11 January 2019 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 January 2019 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 November 2012 | 24 October 2013 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 02 January 2009 | 01 November 2012 |