SFC Licences of TSE Po Wing 謝寶榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 23 November 2018 | 24 March 2021 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 12 June 2015 | 24 January 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 May 2012 | 17 July 2013 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 12 January 2009 | 02 November 2009 |