SFC Licences of CHEN Hung-Yin 陳閎縯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 05 February 2009 | 02 March 2011 |
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 05 February 2009 | 02 March 2011 |