SFC Licences of CHOW Lai Sze 周麗斯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司
RE 2 30 December 2009 25 April 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
RE 1 30 December 2009 25 April 2013
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 13 March 2009 28 August 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 21 January 2009 28 August 2009