SFC Licences of LUO Jinming 羅錦明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 20 December 2010 30 June 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 18 March 2009 20 January 2011