SFC Licences of TSUI Wai Chi 徐偉智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RE | 1 | 11 January 2012 | 25 January 2013 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 3 | 20 January 2009 | 05 March 2011 |