SFC Licences of FRITSCHI Juerg Christoph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Toronto-Dominion Bank, The | 4 | 21 December 2020 | ||
| Toronto-Dominion Bank, The | 1 | 21 December 2020 | ||
| Dragon Capital Management (HK) Limited | RO | 9 | 13 August 2019 | 15 September 2020 |
| Dragon Capital Management (HK) Limited | RO | 4 | 11 April 2019 | 15 September 2020 |
| Dragon Capital Management (HK) Limited | RE | 4 | 14 February 2019 | 11 April 2019 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RO | 4 | 28 October 2009 | 12 November 2018 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RO | 1 | 28 October 2009 | 12 November 2018 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RE | 4 | 22 January 2009 | 28 October 2009 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RE | 1 | 22 January 2009 | 28 October 2009 |