SFC Licenceholders of Dragon Capital Management (HK) Limited
- marialeung@dragoncapital.com
- Website
- www.dragoncapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AINSWORTH David Nicholas | RE | 4 | 15 August 2016 | 31 August 2021 |
| BOLDT-CHRISTMAS Martin | RE | 9 | 10 July 2015 | 01 January 2017 |
| CUTHBERT Ailsa Ross | RE | 9 | 21 September 2017 | |
| CUTHBERT Ailsa Ross | RE | 4 | 21 September 2017 | |
| FRITSCHI Juerg Christoph | RO | 9 | 13 August 2019 | 15 September 2020 |
| FRITSCHI Juerg Christoph | RO | 4 | 11 April 2019 | 15 September 2020 |
| FRITSCHI Juerg Christoph | RE | 4 | 14 February 2019 | 11 April 2019 |
| HAMADA Kenji | RE | 9 | 10 November 2017 | |
| HAMADA Kenji | RE | 4 | 10 November 2017 | |
| LEUNG Shuk Man, Maria 梁淑敏 | RO | 9 | 05 June 2009 | |
| LEUNG Shuk Man, Maria 梁淑敏 | RO | 4 | 28 January 2008 | |
| NGUYEN Tung Kim | RO | 4 | 28 January 2008 | 01 June 2009 |
| RYDER Raymond Peter | RO | 9 | 05 June 2009 | 16 August 2010 |
| RYDER Raymond Peter | RO | 4 | 28 January 2008 | 16 August 2010 |
| SCHURCH Beat | RO | 9 | 16 April 2014 | |
| SCHURCH Beat | RO | 4 | 16 April 2014 | |
| SCRIVEN Dominic Timothy Charles | RO | 9 | 13 August 2010 | |
| SCRIVEN Dominic Timothy Charles | RO | 4 | 13 August 2010 | |
| SPENCE Andrew Charles | RE | 9 | 10 July 2015 | 01 January 2017 |
| YEUNG Sze Ki 楊詩琪 | RE | 9 | 26 July 2021 | |
| YEUNG Sze Ki 楊詩琪 | RE | 4 | 26 July 2021 |