SFC Licences of AU YEUNG Tat Wing 歐陽達榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 04 November 2009 | 28 February 2010 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 30 January 2009 | 25 July 2009 |