SFC Licences of LIU Wan Hoi 廖雲海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 31 August 2010 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 February 2009 | 19 August 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 06 February 2009 |