SFC licenceholder ASK759 WONG Kwok Leung 黃國樑

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 August 2020

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 28 September 2018
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE [5] (Advising on Futures Contracts) 21 September 2009 13 August 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE [3] (Leveraged Foreign Exchange Trading) 28 August 2009 13 August 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE [1] (Dealing in Securities) 12 February 2009 13 August 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE [2] (Dealing in Futures Contracts) 12 February 2009 13 August 2010