SFC Licences of LI Jun Qiao, Kelman 李駿翹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cavalry Management Asia, Limited 美商騎兵管理亞洲有限公司 | RE | 9 | 16 June 2021 | 31 August 2023 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 24 December 2015 | 12 March 2021 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 24 December 2015 | 12 March 2021 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 20 September 2010 | 15 July 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 20 September 2010 | 15 July 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 September 2010 | 15 July 2014 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 9 | 18 March 2009 | 22 June 2009 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 6 | 18 March 2009 | 22 June 2009 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 4 | 18 March 2009 | 22 June 2009 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 1 | 18 March 2009 | 22 June 2009 |