SFC Licences of WAN Siu Kin 尹肇堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 2 26 November 2019
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 26 November 2019
Oxbow Capital Management (HK) Limited RE 9 05 November 2018 05 August 2019
Davidson Kempner Asia Limited RE 9 02 March 2016 14 September 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 05 March 2009 07 June 2010