SFC Licences of WAN Siu Kin 尹肇堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 2 | 26 November 2019 | |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 26 November 2019 | |
Oxbow Capital Management (HK) Limited | RE | 9 | 05 November 2018 | 05 August 2019 |
Davidson Kempner Asia Limited | RE | 9 | 02 March 2016 | 14 September 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 March 2009 | 07 June 2010 |