SFC Licences of BLUMSOM David Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BMP Wealth Limited | RE | 9 | 13 February 2023 | |
BMP Wealth Limited | RE | 4 | 13 February 2023 | |
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 9 | 26 March 2018 | 20 December 2022 |
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 4 | 26 March 2018 | 20 December 2022 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 04 March 2011 | 07 March 2018 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 04 March 2011 | 07 March 2018 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 1 | 04 March 2011 | 07 March 2018 |
Wealth Management Group Limited | RE | 9 | 19 February 2009 | 28 February 2011 |