SFC Licences of AGARWAL Anand
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 23 June 2021 | |
| UBS Securities Hong Kong Limited | RE | 1 | 23 June 2021 | |
| UBS Securities Asia Limited | RE | 2 | 23 June 2021 | |
| UBS Securities Asia Limited | RE | 1 | 23 June 2021 | |
| UBS Securities Asia Limited | RE | 2 | 07 November 2019 | 16 November 2019 |
| UBS Securities Asia Limited | RE | 1 | 07 November 2019 | 16 November 2019 |
| UBS Securities Asia Limited | RE | 2 | 05 June 2017 | 19 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 05 June 2017 | 19 June 2017 |
| UBS Securities Asia Limited | RE | 2 | 14 July 2016 | 29 July 2016 |
| UBS Securities Asia Limited | RE | 1 | 14 July 2016 | 29 July 2016 |
| UBS Securities Asia Limited | RE | 2 | 18 September 2015 | 10 October 2015 |
| UBS Securities Asia Limited | RE | 1 | 18 September 2015 | 10 October 2015 |
| UBS Securities Asia Limited | RE | 1 | 25 February 2009 | 10 March 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 25 February 2009 | 10 March 2015 |