SFC Licences of SAUNDERS Jefferson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 7 | 04 March 2011 | 30 January 2016 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 31 March 2009 | 30 January 2016 |
| HSBC Securities (Asia) Limited | RO | 1 | 31 March 2009 | 30 January 2016 |