SFC Licences of LAU Yat Ying Karen 劉一瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IDEG Asset Management (Hong Kong) Limited | RO | 9 | 23 October 2017 | |
| IDEG Asset Management (Hong Kong) Limited | RO | 4 | 23 October 2017 | |
| IDEG Asset Management (Hong Kong) Limited | RO | 1 | 23 October 2017 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 31 March 2009 | 23 July 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 31 March 2009 | 23 July 2010 |