SFC Licences of LI Ji 李驥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 31 March 2009 13 June 2012
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 31 March 2009 13 June 2012