SFC Licences of SO Man Yan 蘇文欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 05 May 2020 | 23 February 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 May 2020 | 23 February 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 May 2020 | 23 February 2021 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 06 December 2010 | 06 April 2020 |
| Telligent Capital Management Limited | RE | 9 | 19 June 2009 | 22 October 2010 |
| Telligent Capital Management Limited | RE | 4 | 19 June 2009 | 22 October 2010 |