SFC Licences of CHAN Shing Yin 陳聖賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 15 August 2016 | 31 August 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 16 May 2012 | 21 January 2016 |
| UBS Securities Asia Limited | RE | 4 | 08 April 2009 | 12 March 2011 |