SFC Licences of MU Frank
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 5 | 15 April 2010 | 30 November 2011 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 2 | 15 April 2010 | 30 November 2011 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 4 | 05 June 2009 | 30 November 2011 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 1 | 05 June 2009 | 30 November 2011 |