SFC Licences of LAU Kam Yan, Karen 劉錦欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 01 March 2011 | 07 August 2018 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 01 March 2011 | 30 September 2011 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 04 May 2009 | 19 February 2011 |