SFC Licences of CHIU Fung Yee 趙鳳儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chelsea Securities Limited 昭海金融證券有限公司 | RE | 4 | 12 October 2021 | |
Chelsea Securities Limited 昭海金融證券有限公司 | RE | 1 | 12 October 2021 | |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 4 | 15 March 2017 | 30 September 2021 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 15 March 2017 | 30 September 2021 |
IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 01 June 2009 | 30 July 2010 |