SFC Licences of SZE Hiu Wing 施曉穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Brown Brothers Harriman (Hong Kong) Limited | RE | 1 | 04 October 2012 | 15 March 2013 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 22 August 2011 | 10 September 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 May 2009 | 10 September 2012 |