SFC Licences of CHAN Wing Sum 陳永森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 4 | 23 September 2020 | |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 23 September 2020 | |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RE | 2 | 15 April 2020 | 02 August 2020 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 4 | 15 April 2020 | 02 August 2020 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 11 September 2019 | 02 August 2020 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 29 October 2017 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 06 August 2013 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 06 August 2013 | 30 June 2016 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 04 October 2010 | 13 July 2013 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 | RE | 2 | 15 June 2009 | 07 September 2010 |