SFC Licences of WU Qiong 吳琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Research Limited 中銀國際研究有限公司 | RO | 4 | 27 March 2017 | |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 4 | 27 March 2017 | |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 15 October 2009 | 27 March 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 20 May 2009 | 27 March 2017 |