SFC Licences of CHAN Ka Lai 陳家澧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Innovax Securities Limited 創陞證券有限公司 | RE | 1 | 26 June 2017 | |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 05 September 2014 | 19 June 2017 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 05 June 2009 | 13 August 2011 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 05 June 2009 | 23 November 2009 |