SFC Licences of CHILLINGTON Timothy John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 4 | 29 August 2017 | |
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 1 | 16 March 2016 | |
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 07 December 2015 | 29 August 2017 |
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 07 December 2015 | 16 March 2016 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 15 May 2012 | 01 October 2015 |
GFI (HK) Securities L.L.C. | RE | 1 | 01 June 2009 | 01 May 2012 |
GFI (HK) Securities L.L.C. | RE | 7 | 01 June 2009 | 01 May 2012 |