SFC Licences of CHILLINGTON Timothy John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RO 4 29 August 2017
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RO 1 16 March 2016
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RE 4 07 December 2015 29 August 2017
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RE 1 07 December 2015 16 March 2016
Tullett Prebon (Hong Kong) Limited RE 1 15 May 2012 01 October 2015
GFI (HK) Securities L.L.C. RE 1 01 June 2009 01 May 2012
GFI (HK) Securities L.L.C. RE 7 01 June 2009 01 May 2012