SFC Licences of SU Rongxia 宿榮俠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 07 February 2018 28 May 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 07 February 2018 28 May 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 11 August 2014 05 February 2016
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 11 August 2014 05 February 2016
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 1 01 June 2012 07 July 2014
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 1 03 August 2009 03 March 2010