SFC Licences of BAJARIA Sejal
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 14 September 2016 | 05 June 2017 |
BGC Securities (Hong Kong) LLC | RE | 1 | 12 August 2015 | 20 November 2015 |
Religare Capital Markets (Hong Kong) Limited | RE | 4 | 09 April 2014 | 02 September 2014 |
Religare Capital Markets (Hong Kong) Limited | RE | 1 | 09 April 2014 | 02 September 2014 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 13 August 2010 | 04 June 2013 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 13 August 2010 | 04 June 2013 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 04 June 2009 | 07 January 2010 |