SFC Licences of KIM Linha
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 23 April 2012 | 30 November 2012 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 23 April 2012 | 30 November 2012 |
Daishin Securities Asia Limited 大信證券亞洲有限公司 | RO | 4 | 29 September 2009 | 30 June 2010 |
Daishin Securities Asia Limited 大信證券亞洲有限公司 | RO | 1 | 29 September 2009 | 30 June 2010 |
Daishin Securities Asia Limited 大信證券亞洲有限公司 | RE | 4 | 24 July 2009 | 29 September 2009 |
Daishin Securities Asia Limited 大信證券亞洲有限公司 | RE | 1 | 24 July 2009 | 29 September 2009 |