SFC Licences of RICH Stephen Frederick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| M3 Capital Partners (HK) Limited | RE | 4 | 12 February 2016 | 01 December 2020 |
| M3 Capital Partners (HK) Limited | RE | 1 | 12 February 2016 | 01 December 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 09 March 2010 | 05 January 2016 |
| UBS Securities Asia Limited | RE | 4 | 30 June 2009 | 18 November 2009 |