SFC Licences of WU Tsui-ping 吳翠萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 16 July 2013 | 17 February 2014 |
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 03 August 2009 | 01 July 2013 |