SFC Licences of BARTLETT Toby Douglas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LIM Advisors Limited | RO | 9 | 07 October 2015 | 03 January 2018 |
| LIM Advisors Limited | RE | 9 | 21 August 2015 | 07 October 2015 |
| Bradbury Asset Management (Hong Kong) Limited | RO | 9 | 31 August 2012 | 18 August 2015 |
| AM Squared Limited | RE | 9 | 23 June 2009 | 06 December 2011 |