SFC Licences of DAVID Gregory, Ralph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 2 | 04 August 2017 | |
| Merrill Lynch Far East Limited | RO | 1 | 04 August 2017 | |
| Merrill Lynch Far East Limited | RE | 2 | 11 August 2014 | 04 August 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 11 August 2014 | 04 August 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 August 2014 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 13 July 2009 | 26 April 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 13 July 2009 | 26 April 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 13 July 2009 | 26 April 2014 |