SFC Licences of YIP Kai Pong 葉啟邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kai Yin Securities Limited 凱銀證券有限公司 | RE | 2 | 06 June 2018 | 04 March 2021 |
| Kai Yin Securities Limited 凱銀證券有限公司 | RO | 4 | 12 June 2017 | 04 March 2021 |
| Kai Yin Securities Limited 凱銀證券有限公司 | RO | 1 | 17 March 2017 | 04 March 2021 |
| Kai Yin Securities Limited 凱銀證券有限公司 | RE | 1 | 17 January 2017 | 17 March 2017 |
| China Demeter Securities Limited 國農證券有限公司 | RO | 9 | 29 June 2016 | 13 January 2017 |
| China Demeter Securities Limited 國農證券有限公司 | RO | 4 | 22 April 2015 | 13 January 2017 |
| China Demeter Securities Limited 國農證券有限公司 | RO | 1 | 08 August 2013 | 13 January 2017 |
| China Demeter Securities Limited 國農證券有限公司 | RE | 1 | 01 March 2011 | 08 August 2013 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 27 July 2009 | 28 February 2011 |