SFC Licences of HONG Shaohuai 洪少懷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 06 July 2021 | |
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 25 June 2021 | |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 06 July 2018 | 31 May 2021 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 04 July 2011 | 11 January 2013 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 29 July 2009 | 01 January 2011 |