SFC Licences of HONG Shaohuai 洪少懷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 9 06 July 2021
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 4 25 June 2021
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 4 06 July 2018 31 May 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 04 July 2011 11 January 2013
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 29 July 2009 01 January 2011