SFC Licences of LEA Robert Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 13 June 2014 | 14 August 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 07 July 2011 | 14 August 2012 |
| UBS Securities Asia Limited | RE | 2 | 31 July 2009 | 29 April 2011 |
| UBS Securities Asia Limited | RE | 1 | 31 July 2009 | 29 April 2011 |