SFC Licences of MEHROTRA Ravi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Religare Capital Markets (Hong Kong) Limited RE 4 30 October 2015 05 February 2016
Religare Capital Markets (Hong Kong) Limited RE 1 30 October 2015 05 February 2016
Religare Capital Markets (Hong Kong) Limited RO 4 10 June 2011 30 October 2015
Religare Capital Markets (Hong Kong) Limited RO 1 10 June 2011 30 October 2015
Religare Capital Markets (Hong Kong) Limited RE 4 18 April 2011 10 June 2011
Religare Capital Markets (Hong Kong) Limited RE 1 18 April 2011 10 June 2011
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RO 1 10 September 2009 01 January 2011
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RO 4 10 September 2009 01 January 2011
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RO 1 10 September 2009 01 January 2011