SFC Licences of TSANG Chun Wai 曾俊威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 1 | 19 April 2010 | 01 September 2010 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 29 July 2009 | 05 August 2009 |