SFC Licences of KAO Hiu Hing Stanley 高曉慶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RO | 5 | 22 February 2017 | 18 March 2022 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RO | 4 | 29 October 2015 | 18 March 2022 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 09 June 2011 | 01 November 2016 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 09 June 2011 | 29 October 2015 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 09 June 2011 | 08 July 2013 |
| YF Securities Company Limited 怡發證券有限公司 | RE | 1 | 13 January 2010 | 26 May 2011 |
| Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 04 August 2009 | 31 August 2009 |