SFC Licences of SIU Ho Yan 蕭浩恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bright Smart Asset Management Limited 耀才資產管理有限公司 | RE | 9 | 30 August 2019 | |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 30 August 2019 | |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 30 August 2019 | |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 08 May 2018 | 23 July 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 23 July 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 March 2017 | 23 July 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 March 2017 | 02 October 2017 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 20 May 2010 | 25 February 2017 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 20 May 2010 | 25 February 2017 |
| Redford Securities Limited 泓福證券有限公司 | RE | 1 | 25 August 2009 | 26 February 2010 |