SFC Licences of SUN Miaoling 孫淼玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Research Limited 海通國際研究有限公司 | RO | 4 | 19 July 2023 | |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 13 January 2021 | 19 July 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 01 April 2010 | 30 August 2019 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 21 January 2010 | 30 August 2019 |