SFC Licences of BEVERIDGE Neil Alexander Stewart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RO | 4 | 28 September 2011 | |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RO | 1 | 28 September 2011 | |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 15 October 2009 | 24 October 2011 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 15 October 2009 | 24 October 2011 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 14 August 2009 | 13 October 2009 |