SFC Licences of CHOW Wan Leung 周雲良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 17 March 2023 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 17 March 2023 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 17 March 2023 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 1 | 02 November 2021 | 14 March 2023 |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 12 June 2020 | 14 March 2023 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 19 April 2017 | 14 March 2023 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 19 April 2017 | 02 November 2021 |
Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 4 | 28 August 2009 | 25 August 2010 |