SFC Licences of CHENG Oi Ching, Patricia 鄭愛晶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 12 August 2022 | 14 March 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 December 2012 | 12 July 2019 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 21 August 2009 | 24 December 2012 |