SFC Licences of MIGLANI Sugeet
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 26 February 2016 | 01 August 2022 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 26 February 2016 | 01 August 2022 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 26 February 2016 | 13 May 2020 |
UBS Securities Asia Limited | RE | 1 | 03 June 2014 | 10 December 2015 |
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 28 February 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 August 2009 | 28 February 2014 |
Merrill Lynch Far East Limited | RE | 1 | 17 August 2009 | 28 February 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 17 August 2009 | 06 September 2010 |